Référence : 2208-100432-42-3
Responsibilities:
Participate in Compliance team to deliver high standards of advice, guidance and surveillance in relation to the Bank?s activities
Analyse, assess and develop tools to monitor activities in the above areas: best execution and market abuse monitoring; fair allocation of orders; derivatives trading in compliance with FinMIA and EMIR
regulatory reporting; Personal Account Dealing
Go-to person for the SIX Participants audit and for Internal and external audits on the Treasury and Trading business
Prepare the reports required by the Group Head of Risk and Compliance;
Profile :
Experience required: A minimum of 10 years experience in financial services industry as Risk/Compliance Officer of which at least 3 years in a similar function; Extensive understanding of financial products, market conduct rules, Swiss and international regulations in financial markets;
Experience in private banking: Mandatory
Fluent in English and French