The role holder reports into the Head of Sanctions for Private Bank Wealth Management within the Sanctions function and provides subject matter expertise to key stakeholders with regards to on-going compliance with the Group Sanctions Policy.
The role holder will primarily support the overall management of sanctions risk for the Private Bank in Switzerland and Monaco. The role holder will provide guidance and input to critical or technically complex business initiatives, building strong partnerships with the business partners, supporting first line of defence operational areas in ensuring compliance with sanctions policy, monitoring (and managing where appropriate) controls associated with sanctions and promoting a culture of risk control across the business and Financial Crime.
The role holder will primarily support the overall management of sanctions risk for the aligned business by providing guidance and input to the business, ensuring internal standards and risk appetite are met. The role holder will need to effectively manage a number of stakeholders at varying levels to achieve this
Key responsibilities will include:
?Provide timely escalations and oversight to the Head of Sanctions for Private Bank
?Provide accurate, timely and balanced advice on U.S., UK, EU, and UN sanctions requirements and Barclays Sanctions Policy to businesses within the aligned businesses.
?Maintains a detailed knowledge and understanding of the sanctions control framework and drives effective oversight over it by a variety of means, including review of management information.
?Builds strong and trusted relationships with the business and relevant Compliance teams.
?Work effectively with stakeholders throughout PBWM at all levels to communicate financial crime risks as it relates to policy and regulation.
?Maintains up-to-date knowledge of the law and practice of all US, UK, EU, and UN sanctions regimes, as well as financial industry implementation practices.
?Maintain and up-to-date Knowledge of the appropriate laws and regulations in Monaco and Switzerland
Stakeholder Management and Leadership
?An approachable, straightforward, resilient, persuasive manner, with strong negotiation and influencing skills.
?Ability to work as part of a team as well as individually.
?Self-confidence to articulate opinions in the face of contrary views, where necessary.
?Ability to interact at all levels of the organization, including distilling complex issues to clear and concise briefings for senior management.
?The ability to develop strong working relationships within key client groups
?Strong organisational, planning, prioritisation and problem-solving skills, with the ability to multi-task and demonstrate flexible thinking.
?A focus on delivery while working to tight deadlines.
?Support leadership to drive the implementation of strategic changes to react to Regulatory or industry events
Decision-making and Problem Solving
?Sound judgement and the ability and confidence to make business critical decisions.
?Excellent attention to detail.
Risk and Control Objective [This section is mandatory for all role profiles and must not be deleted]
Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards.
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